Process of client risk profiling and proposed KYC Procedure
Clients will be classified as low risk appetite, medium risk appetite and high risk appetite based on the score obtained by answering the following questionnaire. Once, the score is obtained client will be offered services which suits his/her risk appetite. The classification of the services is also mentioned below.
Questionnaire for risk profiling of the client
Risk Based Classification of the Services
|Sr. No||Product||Risk Classification|
|1||Equity Cash Intraday||Medium|
|9||Premium Equity Cash||Medium|
|19||HNI Research Commodity||High|